GHC Wealth Management Limited

• Principal Place of Business

  Norwich House

  22-30 Horsefair Street

  Leicester

  Leicestershire

  LE1 5BD

  UNITED KINGDOM

  Phone

  +4401162045500

• Complaints Contact

  Norwich House

  22-30 Horsefair Street

  Leicester

  Leicestershire

  LE1 5BD

  UNITED KINGDOM

  Phone

  +4401162045500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ruth Stilling

  IRN RXS00233

  • [FCA CF] Client dealing (1 Aug 2023 to 25 Sep 2023)
  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 25 Sep 2023)
• Thomas Edward Kenny

  IRN TEK01014

  • [FCA CF] Functions requiring qualifications (15 Jan 2021 to 16 Sep 2021)
• William Sallis

  IRN WXS00049

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF3 Chief Executive (11 Aug 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 Aug 2014 to 30 Sep 2018)
  • CF10 Compliance Oversight (11 Aug 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Aug 2014 to 8 Dec 2019)
  • CF1 Director (25 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (21 Feb 2014 to 8 Dec 2019)

• Newby Castleman Wealth Management Limited

  FRN 822394 · Appointed 5 Oct 2018

• Somerby Wealth Management Limited (no longer appointed)

  FRN 837846 · Appointed 22 Mar 2019 · Until 15 Feb 2022

• The Financial Planning Company Ltd (no longer appointed)

  FRN 231280 · Appointed 28 Apr 2014 · Until 12 Jun 2017

• Eminent Financial Planning (no longer appointed)

  FRN 618218 · Appointed 21 Mar 2014 · Until 2 Jan 2015

No changes recorded yet.