Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Master Adviser CFP Limited (no longer approved here)

    FRN 458919

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2025)
    • CF1 Director (22 Mar 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (22 Mar 2016 to 1 Mar 2025)
    • CF10 Compliance Oversight (4 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.