Henry Desch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cormorant Partnership LLP

    FRN 488257

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 22 Nov 2021)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (31 Mar 2020 to 31 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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