Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 6 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 6 Apr 2022)
    • [FCA CF] Client dealing (27 Oct 2021 to 17 Feb 2022)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • [FCA CF] Functions requiring qualifications (7 Mar 2021 to 30 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2021 to 30 Jul 2021)
    • CF30 Customer (11 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.