Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cormorant Partnership LLP
FRN 488257
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 6 Jan 2022)
- [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
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- [FCA CF] Functions requiring qualifications (27 Oct 2021 to 6 Apr 2022)
- [FCA CF] Client dealing (27 Oct 2021 to 17 Feb 2022)
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- [FCA CF] Functions requiring qualifications (7 Mar 2021 to 30 Jul 2021)
- [FCA CF] Client dealing (7 Mar 2021 to 30 Jul 2021)
- CF30 Customer (11 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.