Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cormorant Partnership LLP
FRN 488257
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Mar 2026)
- [FCA CF] Client dealing (since 28 Mar 2026)
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Gresham Financial Strategies Ltd
FRN 937127
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 30 Mar 2021)
- [FCA CF] Client dealing (since 30 Mar 2021)
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- CF1 Director (AR) (27 Nov 2013 to 10 Dec 2013)
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- CF1 Director (AR) (27 Nov 2013 to 10 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.