Charles Paul Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EVOLUTION WEALTH NETWORK LIMITED

    FRN 591218

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 13 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (18 Oct 2019 to 24 Oct 2019)
  • Stadden Forbes Financial Planning Ltd (no longer approved here)

    FRN 837821

    • (4)Employed By (18 Oct 2019 to 8 Dec 2019)
  • Cormorant Partnership LLP (no longer approved here)

    FRN 488257

    • CF30 Customer (21 Jan 2016 to 29 Jun 2018)
  • Prudell Limited (no longer approved here)

    FRN 134411

    • CF30 Customer (5 Nov 2012 to 1 Feb 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Oct 2010 to 30 Sep 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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