MASECO LLP

• Principal Place of Business

  The KODAK Building

  11 Keeley Street

  London

  WC2B 4BA

  UNITED KINGDOM

  Phone

  +442070430455

  Web

  https://www.masecoprivatewealth.com

• Complaints Contact

  The KODAK Building

  11 Keeley Street

  London

  WC2B 4BA

  UNITED KINGDOM

  Phone

  +442070430455

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

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  • · Limited to not lending to increase the amount available for investment

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Edwards

  IRN AXE00214

  • [FCA CF] Manager of certification employee (since 26 Jun 2023)
  • [FCA CF] Significant management (since 26 Jun 2023)
  • [FCA CF] Material risk taker (since 26 Jun 2023)
• Aikaterini Kossaridou

  IRN AXK02293

  • CF30 Customer (18 Jun 2013 to 18 Mar 2014)
• Alexander George Dolton

  IRN AXD81801

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 8 Jun 2020)
• Alexander William Ripoll Eichhorn

  IRN AWE01015

  • CF11 Money Laundering Reporting (1 Dec 2008 to 20 Dec 2010)
  • CF30 Customer (1 Dec 2008 to 29 Mar 2010)
  • CF4 Partner (1 Dec 2008 to 31 Dec 2011)
  • CF10 Compliance Oversight (1 Dec 2008 to 2 Dec 2010)
• Andrea Lauren Solana

  IRN ALS01139

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [PRA CF] Managing a material risk taker (31 Mar 2021 to 1 Jun 2023)
  • [PRA CF] Key function holder (31 Mar 2021 to 1 Jun 2023)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 1 Jun 2023)
  • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
• Andrew Benson

  IRN AXB02648

  • [FCA CF] Material risk taker (since 8 Dec 2025)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • [PRA CF] Key function holder (31 Mar 2021 to 1 Jun 2023)
• Ann Lindsay Roughead

  IRN ALR01043

  • CF1 Director (AR) (18 Jun 2013 to 18 Mar 2014)
  • CF3 Chief Executive (AR) (18 Jun 2013 to 18 Mar 2014)
• Annalie Tanner

  IRN AXT00514

  • [FCA CF] Client dealing (since 10 Feb 2023)
• Anton Pisanelli

  IRN AXP00385

  • [PRA CF] Key function holder (31 Mar 2021 to 30 Jun 2021)
  • [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2021)
• Ashley Scher

  IRN AXS02766

  • 17. Administrative functions in relation to managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (29 Mar 2010 to 8 Dec 2019)

• Alternative Investment Research Limited (no longer appointed)

  FRN 728063 · Appointed 7 Dec 2015 · Until 9 Nov 2017

• AW Wealth Management Limited (no longer appointed)

  FRN 602385 · Appointed 10 Jun 2013 · Until 18 Mar 2014

No changes recorded yet.