David Paul Horowitz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Apr 2022)
    • CF1 Director (AR) (since 23 Mar 2022)
    • CF30 Customer (since 23 Mar 2022)
  • Gerald Edelman Wealth Limited

    FRN 971871

    • (2)Employed By (since 23 Mar 2022)
  • Buzzacott Financial Services Limited (no longer approved here)

    FRN 131355

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 28 Jan 2022)
    • [FCA CF] Client dealing (8 Dec 2020 to 28 Jan 2022)
    • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (19 Jan 2017 to 13 Nov 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (11 Nov 2015 to 3 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.