Buzzacott Financial Services Limited

• Principal Place of Business

  Buzzacott LLP

  St. Peters House

  130 Wood Street

  London

  City Of London

  EC2V 6DL

  UNITED KINGDOM

  Phone

  +4402075561256

  Web

  https://www.buzzacott.co.uk

• Complaints Contact

  Buzzacott LLP

  St. Peters House

  130 Wood Street

  London

  City Of London

  EC2V 6DL

  UNITED KINGDOM

  Phone

  +4402075561256

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gillian McNally

  IRN GXC00130

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jun 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
• James Robert Dundas Sellon

  IRN JRS01155

  • CF4 Partner (AR) (10 Jul 2008 to 30 Nov 2008)
  • CF30 Customer (1 Jul 2008 to 30 Nov 2008)
• Jessica Elizabeth Hammett

  IRN JXH01559

  • [FCA CF] Functions requiring qualifications (23 Aug 2024 to 20 Jun 2025)
  • [FCA CF] Client dealing (23 Aug 2024 to 20 Jun 2025)
• Jonathan Frederick Clarke

  IRN JFC01062

  • CF23 Corporate Finance Adviser (9 Feb 2004 to 27 Oct 2004)
• Jonathan Peter Ager

  IRN JPA01044

  • CF1 Director (24 Sep 2004 to 1 Oct 2008)
• Joshua Eli Matthews

  IRN JXM01676

  • CF30 Customer (28 Aug 2008 to 30 Nov 2008)
  • CF4 Partner (AR) (28 Aug 2008 to 30 Nov 2008)
• Mark John Taylor

  IRN MJT01080

  • CF30 Customer (1 Nov 2007 to 10 Dec 2007)
  • CF24 Pension Transfer Specialist (15 Jul 2005 to 31 Oct 2007)
• Mark Philip Farmar

  IRN MPF00003

  • CF23 Corporate Finance Adviser (6 Feb 2004 to 27 Oct 2004)
  • CF1 Director (1 Dec 2001 to 1 Oct 2014)
• Matthew Hodge

  IRN MXH01903

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
  • CF30 Customer (19 Mar 2015 to 8 Dec 2019)
• Rachel Ellen O'Donoghue

  IRN RXO00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (23 Oct 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (23 Oct 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 May 2009 to 8 Dec 2019)
  • CF1 Director (27 Oct 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Maseco LLP (no longer appointed)

  FRN 485355 · Appointed 26 Jun 2008 · Until 30 Nov 2008

No changes recorded yet.