Mark John Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratton Wealth Management Limited (no longer approved here)

    FRN 845274

    • [FCA CF] Client dealing (12 Mar 2021 to 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 1 Jan 2026)
  • Prism EBC Limited (no longer approved here)

    FRN 630623

    • (8)[FCA CF] Functions requiring qualifications (27 Jul 2020 to 24 Aug 2023)
    • (7)[FCA CF] Client dealing (27 Jul 2020 to 24 Aug 2023)
    • (6)CF30 Customer (31 Mar 2016 to 30 Oct 2024)
  • PK Financial Planning LLP (no longer approved here)

    FRN 223145

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2025)
    • CF30 Customer (14 Apr 2011 to 8 Dec 2019)
  • Lanner Capital Limited (no longer approved here)

    FRN 467847

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2021)
    • CF30 Customer (7 Oct 2014 to 8 Dec 2019)
  • Falco Private Wealth Limited (no longer approved here)

    FRN 802016

    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (1 Mar 2018 to 16 Apr 2021)
  • Roxborough Wealth Management Limited (no longer approved here)

    FRN 457305

    • (6)CF30 Customer (15 Nov 2017 to 26 Jul 2018)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (22 Feb 2013 to 27 Feb 2018)
  • ROGATE CAPITAL LTD (no longer approved here)

    FRN 502263

    • CF30 Customer (18 Jan 2010 to 8 Dec 2019)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (14 Aug 2008 to 1 Oct 2010)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)CF30 Customer at Prism EBC Limited

  2. controlled function added: (7)[FCA CF] Client dealing at Prism EBC Limited

  3. controlled function added: (8)[FCA CF] Functions requiring qualifications at Prism EBC Limited

  4. controlled function added: (6)CF30 Customer at Roxborough Wealth Management Limited