Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 10 Dec 2007)
- CF24 Pension Transfer Specialist (15 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (6)CF30 Customer at Prism EBC Limited
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controlled function added: (7)[FCA CF] Client dealing at Prism EBC Limited
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controlled function added: (8)[FCA CF] Functions requiring qualifications at Prism EBC Limited
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controlled function added: (6)CF30 Customer at Roxborough Wealth Management Limited