Buzzacott Financial Services Limited

Date authorised
1 April 2013
Companies House
01862661
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Buzzacott LLP
    St. Peters House
    130 Wood Street
    London
    City Of London
    EC2V 6DL
    UNITED KINGDOM
    Phone
    +4402075561256
    Web
    https://www.buzzacott.co.uk

  • Complaints Contact

    Buzzacott LLP
    St. Peters House
    130 Wood Street
    London
    City Of London
    EC2V 6DL
    UNITED KINGDOM
    Phone
    +4402075561256

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Neil Cobbold

    IRN RNC00001

    • CF30 Customer (1 Nov 2007 to 1 Oct 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Oct 2017)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 1 Oct 2017)
  • Sabita Gupta

    IRN SXG01563

    • CF30 Customer (1 Nov 2007 to 1 Aug 2014)
    • CF24 Pension Transfer Specialist (21 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (21 Jun 2007 to 21 Jun 2007)
    • CF22 Investment Adviser (Trainee) (21 Mar 2007 to 21 Jun 2007)
  • Sebastian Charles Patrick Brown

    IRN SCB01097

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 May 2002)
  • Thomas David Piers Kendall

    IRN TDK01021

    • CF30 Customer (24 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Maseco LLP (no longer appointed)

    FRN 485355 · Appointed 26 Jun 2008 · Until 30 Nov 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.