Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TIMOTHY JAMES & PARTNERS LIMITED
FRN 179854
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 13 Apr 2026)
- CF30 Customer (since 13 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 28 Oct 2025)
- [FCA CF] Client dealing (since 28 Oct 2025)
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- [FCA CF] Client dealing (23 Aug 2024 to 20 Jun 2025)
- [FCA CF] Functions requiring qualifications (23 Aug 2024 to 20 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
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