Alex Edward Morton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
    • [FCA CF] Client dealing (since 11 Apr 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (22 Mar 2021 to 17 Jan 2022)
    • [FCA CF] Client dealing (13 Oct 2020 to 14 Oct 2020)
    • [FCA CF] Functions requiring qualifications (13 Oct 2020 to 17 Jan 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Sep 2020)
    • CF30 Customer (30 Jul 2018 to 17 Sep 2020)
  • Q Financial Services (uk) Limited (no longer approved here)

    FRN 739669

    • (7)Employed By (30 Jul 2018 to 17 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.