Adam Deacon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2023)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2023)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Client dealing (2 Nov 2022 to 7 Mar 2023)
    • CF30 Customer (25 Feb 2020 to 8 Mar 2023)
    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 7 Mar 2023)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (25 Feb 2020 to 8 Mar 2023)
  • MULBERRY WEALTH CLIENT SERVICES LIMITED (no longer approved here)

    FRN 197003

    • SMF3 Executive Director (9 Dec 2019 to 17 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jan 2020)
    • CF1 Director (30 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (20 Aug 2015 to 11 Aug 2016)
  • CST Wealth Management Limited (no longer approved here)

    FRN 602496

    • CF30 Customer (2 Jul 2014 to 20 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.