CST Wealth Management Limited

• Principal Place of Business

  2 Oldfield Road

  Bocam Park

  Bridgend

  CF35 5LJ

  UNITED KINGDOM

  Phone

  +4401656867167

  Web

  https://www.cstwealth.co.uk

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +4402074996424

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Deacon

  IRN ACD01136

  • CF30 Customer (2 Jul 2014 to 20 Jul 2015)
• Andrea Gertrude Martha Montague

  IRN AGM01167

  • SMF3 Executive Director (since 20 Feb 2026)
  • SMF1 Chief Executive (since 20 Feb 2026)
• Christopher Jordan

  IRN CXJ00260

  • SMF16 Compliance Oversight (since 15 May 2025)
• DAVID SMITH

  IRN DXS00565

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
• David Gwyn Jones Williams

  IRN DGW01044

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 May 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Feb 2026)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 16 Feb 2026)
  • CF30 Customer (7 Nov 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (7 Nov 2013 to 30 Sep 2018)
  • CF10 Compliance Oversight (7 Nov 2013 to 8 Dec 2019)
  • CF1 Director (7 Nov 2013 to 8 Dec 2019)
• James Burnett

  IRN JXB03661

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2023)
  • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
• Jonathan Chorley

  IRN JXC02605

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 14 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 14 Jul 2023)
• Jonathan David Purnell

  IRN JDP00017

  • CF30 Customer (8 Jul 2014 to 7 Aug 2014)
• Karen Ailsa Best

  IRN KAB01083

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2025)
  • CF1 Director (7 Nov 2013 to 9 Jun 2014)
  • CF11 Money Laundering Reporting (7 Nov 2013 to 8 Dec 2019)
• Martin James Lindsey

  IRN MJL00074

  • SMF3 Executive Director (since 18 Nov 2025)
  • Responsibility for MCD Intermediation (since 18 Nov 2025)

No changes recorded yet.