David Gwyn Jones Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CST Wealth Management Limited

    FRN 602496

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Feb 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 16 Feb 2026)
    • CF30 Customer (7 Nov 2013 to 8 Dec 2019)
    • CF1 Director (7 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Nov 2013 to 30 Sep 2018)
  • Swansea Building Society (no longer approved here)

    FRN 206066

    • SMF9 Chair of the Governing Body (14 Jul 2016 to 24 Apr 2018)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 14 Jul 2016)
    • SMF14 Senior Independent Director (7 Mar 2016 to 14 Jul 2016)
    • CF2 Non Executive Director (10 Jun 2005 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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