Swansea Building Society

• Principal Place of Business

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

  Web

  https://www.swansea-bs.co.uk

• Complaints Contact

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Adrian Robert Hawes

  IRN ARH01079

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Oct 2016)
  • SMF16 Compliance Oversight (7 Mar 2016 to 31 Oct 2016)
  • CF10 Compliance Oversight (7 Mar 2016 to 7 Mar 2016)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)
• Adrian Smith

  IRN AXS65611

  • [PRA CF] Key function holder (since 1 Jan 2024)
  • [FCA CF] Functions requiring qualifications (6 Jul 2016 to 1 Jan 2024)
• Alan Ellerton

  IRN AXE65606

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Jan 2023)
• Alexandra Hemmingway

  IRN AXH01116

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
• Alison Howell

  IRN AXH65610

  • [PRA CF] Key function holder (2 Sep 2016 to 30 Jun 2022)
• Alun Williams

  IRN AXW01294

  • SMF1 Chief Executive (since 7 Mar 2016)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
• Andrew John Morgan

  IRN AJM34549

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2019)
• Anne Elizabeth Lewis

  IRN AEL01055

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Anthony John Rees

  IRN AJR01322

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2017)
• Beth Davies

  IRN BXD00267

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)

No changes recorded yet.