Swansea Building Society

• Principal Place of Business

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

  Web

  https://www.swansea-bs.co.uk

• Complaints Contact

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Catherine Andrea Griffiths

  IRN CXG09627

  • SMF3 Executive Director (since 12 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2019)
  • SMF16 Compliance Oversight (since 28 Jun 2019)
  • SMF4 Chief Risk (since 28 Jun 2019)
  • SMF18 Other Overall Responsibility (28 Jun 2019 to 28 Jun 2019)
• Christopher David Rice

  IRN CXR00496

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
• Christopher Wright

  IRN CXW34554

  • [FCA CF] Material risk taker (since 1 Jan 2020)
• Curtis Morris

  IRN CXM00746

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
• Daniel John Goulding

  IRN DXG00271

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 May 2021)
• David Gwyn Jones Williams

  IRN DGW01044

  • SMF9 Chair of the Governing Body (14 Jul 2016 to 24 Apr 2018)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 14 Jul 2016)
  • SMF14 Senior Independent Director (7 Mar 2016 to 14 Jul 2016)
  • CF2 Non Executive Director (10 Jun 2005 to 6 Mar 2016)
• David Nigel Morris

  IRN DNM34557

  • [PRA CF] Key function holder (since 1 Feb 2020)
• David Osterland

  IRN DXO65612

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• David Stephen Maddock

  IRN DSM01132

  • SMF13 Chair of the Nominations Committee (since 1 Jan 2026)
  • SMF9 Chair of the Governing Body (since 4 Jul 2024)
  • SMF12 Chair of the Remuneration Committee (5 Jun 2023 to 5 Jul 2024)
  • SMF14 Senior Independent Director (15 May 2019 to 5 Jul 2024)
• Delyth Whitehouse

  IRN DXW65614

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 May 2023)

No changes recorded yet.