Christopher David Rice

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swansea Building Society

    FRN 206066

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • The Money Partnership Limited (no longer approved here)

    FRN 954255

    • [FCA CF] Functions requiring qualifications (25 Jul 2024 to 24 Mar 2025)
  • Seren Financial Advisers Ltd (no longer approved here)

    FRN 606102

    • [FCA CF] Client dealing (2 Jan 2024 to 30 May 2024)
    • [FCA CF] Functions requiring qualifications (2 Jan 2024 to 30 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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