Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Swansea Building Society
FRN 206066
- SMF3 Executive Director (since 12 Sep 2021)
- SMF16 Compliance Oversight (since 28 Jun 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2019)
- SMF4 Chief Risk (since 28 Jun 2019)
- SMF18 Other Overall Responsibility (28 Jun 2019 to 28 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.