Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooks Macdonald Asset Management Limited
FRN 184918
- SMF16 Compliance Oversight (since 15 May 2025)
- [FCA CF] Material risk taker (since 25 Apr 2023)
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LIFT-Financial Ltd
FRN 471394
- SMF16 Compliance Oversight (since 15 May 2025)
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CST Wealth Management Limited
FRN 602496
- SMF16 Compliance Oversight (since 15 May 2025)
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LIFT-Advice Ltd
FRN 623947
- SMF16 Compliance Oversight (since 15 May 2025)
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Integrity Wealth Solutions Limited
FRN 599257
- SMF16 Compliance Oversight (since 1 Aug 2024)
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Adroit Financial Planning Limited
FRN 579324
- SMF16 Compliance Oversight (since 11 Apr 2024)
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- SMF16 Compliance Oversight (15 May 2025 to 29 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.