Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
    • CF30 Customer (26 Jun 2014 to 8 Dec 2019)
  • Optasia Wealth Management Limited (no longer approved here)

    FRN 216440

    • (5)Employed By (24 Jul 2006 to 28 Nov 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF22 Investment Adviser (Trainee) (24 Jul 2006 to 28 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.