Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
- CF30 Customer (11 Oct 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
- CF30 Customer (26 Jun 2014 to 8 Dec 2019)
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- (5)Employed By (24 Jul 2006 to 28 Nov 2006)
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- CF22 Investment Adviser (Trainee) (24 Jul 2006 to 28 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.