Adam Mark Osper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • [FCA CF] Manager of certification employee (since 10 Sep 2024)
  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Feb 2014 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • CF30 Customer (28 Oct 2010 to 24 Jan 2014)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • CF30 Customer (24 Sep 2010 to 24 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.