Carrie Elizabeth Garrett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNIQ FAMILY WEALTH LIMITED

    FRN 594440

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Jun 2014 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (12 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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