Jonathan Kevin Foley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited
FRN 578614
- [FCA CF] Significant management (since 11 Oct 2024)
- [FCA CF] Manager of certification employee (since 3 Jul 2023)
- [FCA CF] Functions requiring qualifications (3 Jul 2023 to 11 Oct 2024)
UNIQ FAMILY WEALTH LIMITED (no longer approved here)
FRN 594440
- Responsibility for MCD Intermediation (21 Mar 2016 to 19 Jan 2017)
- CF1 Director (1 Sep 2015 to 19 Jan 2017)
- CF10 Compliance Oversight (1 Sep 2015 to 19 Jan 2017)
- CF11 Money Laundering Reporting (1 Sep 2015 to 19 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.