Gareth Anthony William Harris

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Diligent Financial Limited

    FRN 948506

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 25 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2021)
    • SMF3 Executive Director (since 25 Nov 2021)
  • Diligent Wealth Planning Limited

    FRN 709682

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (9 Dec 2015 to 30 Sep 2018)
    • CF30 Customer (9 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Dec 2015 to 8 Dec 2019)
    • CF1 Director (9 Dec 2015 to 8 Dec 2019)
  • SAVVY WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 562795

    • CF30 Customer (13 May 2014 to 25 Jan 2016)
  • UNIQ FAMILY WEALTH LIMITED (no longer approved here)

    FRN 594440

    • CF30 Customer (17 Jul 2013 to 27 Apr 2014)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF30 Customer (2 Jan 2013 to 5 Jul 2013)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (5 Jan 2011 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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