Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • UNIQ FAMILY WEALTH LIMITED (no longer approved here)

    FRN 594440

    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 14 Sep 2023)
  • Hugh James Solicitors (no longer approved here)

    FRN 231167

    • [FCA CF] Client dealing (4 Mar 2021 to 29 Dec 2022)
    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 29 Dec 2022)
    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.