Alexander John Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
  • UNIQ FAMILY WEALTH LIMITED (no longer approved here)

    FRN 594440

    • CF30 Customer (29 Mar 2019 to 5 Aug 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Oct 2017 to 14 Mar 2019)
  • HawkinsThomas Ltd (no longer approved here)

    FRN 747212

    • (3)Employed By (13 Oct 2017 to 5 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.