Marlene Jennifer Outrim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNIQ FAMILY WEALTH LIMITED

    FRN 594440

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 22 Jul 2020)
    • [FCA CF] Client dealing (since 22 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 19 Jan 2017)
    • CF28 Systems and controls (13 Jun 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 29 Aug 2013)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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