Unity Wealth Management Limited

• Principal Place of Business

  Unit 7

  The Gardens

  Fareham

  Hampshire

  PO16 8SS

  UNITED KINGDOM

  Phone

  +441329888494

  Web

  https://www.unitywealthmanagement.co.uk

• Complaints Contact

  Unit 7

  The Gardens

  Fareham

  Hampshire

  PO16 8SS

  UNITED KINGDOM

  Phone

  +441329888494

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Harry Wilson Guthrie

  IRN AHG01050

  • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 26 Mar 2024)
  • [FCA CF] Client dealing (22 Mar 2021 to 26 Mar 2024)
• Benjamin David Thorpe

  IRN BDT01014

  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Benjamin Robert William Stebbings

  IRN BXS00289

  • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 28 Oct 2024)
  • [FCA CF] Client dealing (7 Dec 2021 to 28 Oct 2024)
• Greg John Simkin

  IRN GJS00068

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (27 Nov 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (27 Nov 2017 to 26 Nov 2018)
  • CF1 Director (27 Nov 2017 to 8 Dec 2019)
  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Nov 2017 to 24 May 2018)
• Jacqueline Ann Matthews

  IRN JAD01195

  • [FCA CF] Manager of certification employee (since 22 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2019)
  • Responsible for Insurance Distribution (since 16 Dec 2019)
  • SMF16 Compliance Oversight (since 16 Dec 2019)
  • SMF3 Executive Director (since 16 Dec 2019)
• Kieran Michael Burgess

  IRN KXB11677

  • [FCA CF] Functions requiring qualifications (28 Aug 2024 to 6 Jan 2026)
• Lindsey Ann Hindson

  IRN LAJ01039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jul 2025)
• Rodney Stuart Warne

  IRN RSW01083

  • CF30 Customer (6 Jun 2018 to 5 Dec 2019)
• Sarah Jane Simkin

  IRN SJM00159

  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2019)
  • Responsible for Insurance Distribution (20 Dec 2018 to 17 Dec 2019)
  • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
  • CF1 Director (27 Nov 2017 to 8 Dec 2019)
• Sheryl Martine Saunders

  IRN SXC00617

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Feb 2026)

No changes recorded yet.