Jacqueline Ann Matthews

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Unity Wealth Management Limited
FRN 774324
- [FCA CF] Manager of certification employee (since 22 May 2020)
- SMF16 Compliance Oversight (since 16 Dec 2019)
- Responsible for Insurance Distribution (since 16 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2019)
- SMF3 Executive Director (since 16 Dec 2019)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (1 Nov 2007 to 22 Apr 2014)
- CF21 Investment Adviser (19 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Aug 2003 to 19 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.