Sarah Jane Simkin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Unity Wealth Management Limited (no longer approved here)
FRN 774324
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 17 Dec 2019)
- Responsible for Insurance Distribution (20 Dec 2018 to 17 Dec 2019)
- CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
- CF1 Director (27 Nov 2017 to 8 Dec 2019)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (18 Oct 2011 to 24 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.