Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Burgess & Lee Limited
FRN 160493
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
- [FCA CF] Client dealing (since 7 Jan 2026)
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- [FCA CF] Functions requiring qualifications (28 Aug 2024 to 6 Jan 2026)
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- [FCA CF] Client dealing (27 Sep 2021 to 23 Aug 2024)
- [FCA CF] Functions requiring qualifications (27 Sep 2021 to 23 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.