Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 7 Jan 2026)
  • Unity Wealth Management Limited (no longer approved here)

    FRN 774324

    • [FCA CF] Functions requiring qualifications (28 Aug 2024 to 6 Jan 2026)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (27 Sep 2021 to 23 Aug 2024)
    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 23 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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