Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Feb 2026)
    • CF1 Director (AR) (since 25 Feb 2026)
    • CF30 Customer (since 25 Feb 2026)
    • (1)Employed By (since 25 Feb 2026)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (3 Jun 2024 to 6 Feb 2026)
    • [FCA CF] Client dealing (3 Jun 2024 to 6 Feb 2026)
    • CF30 Customer (17 May 2024 to 6 Feb 2026)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (17 May 2024 to 6 Feb 2026)
  • Unity Wealth Management Limited (no longer approved here)

    FRN 774324

    • [FCA CF] Client dealing (22 Mar 2021 to 26 Mar 2024)
    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 26 Mar 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Apr 2020)
    • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • CF30 Customer (26 Jun 2018 to 23 Aug 2019)
  • Client Servicing Ltd (no longer approved here)

    FRN 797975

    • Employed By (26 Jun 2018 to 26 Aug 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 Dec 2016 to 26 Aug 2019)
  • Capstone Financial Management Ltd (no longer approved here)

    FRN 630674

    • Employed By (28 Dec 2016 to 26 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.