Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
  • Unity Wealth Management Limited (no longer approved here)

    FRN 774324

    • [FCA CF] Client dealing (7 Dec 2021 to 28 Oct 2024)
    • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 28 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.