Pura Vida Financial Planning Ltd

• Principal Place of Business

  Pura Vida Financial Planning Ltd

  16 Blackfriars Street

  Manchester

  M3 5BQ

  UNITED KINGDOM

  Phone

  +4401135266829

  Web

  https://www.puravidafp.com

• Complaints Contact

  Pura Vida Financial Planning

  16 Blackfriars Steet

  Manchester

  M3 5BQ

  UNITED KINGDOM

  Phone

  +447986269054

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Thomas Downes

  IRN AXD02056

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 13 Jul 2021)
  • SMF3 Executive Director (since 13 Jul 2021)
  • [FCA CF] Client dealing (since 13 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 13 Jul 2021)
  • Responsible for Insurance Distribution (since 13 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Jul 2021 to 9 Apr 2025)
• Benjamin Robert William Stebbings

  IRN BXS00289

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 27 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
• Chloe May Phillips

  IRN CXP00325

  • [FCA CF] Functions requiring qualifications (14 Apr 2022 to 14 Feb 2025)
  • [FCA CF] Client dealing (14 Apr 2022 to 14 Feb 2025)
• Naomi Louise Hall

  IRN NXH00502

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Apr 2025)
  • SMF3 Executive Director (since 9 Apr 2025)
• Neale Cooke

  IRN NXC01651

  • [FCA CF] Client dealing (1 Oct 2021 to 31 Oct 2022)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 31 Oct 2022)

No changes recorded yet.