Rodney Stuart Warne

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke Wealth Limited

    FRN 971573

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
    • [FCA CF] Client dealing (since 4 Jun 2024)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • CF30 Customer (4 Oct 2021 to 18 Jul 2024)
    • [FCA CF] Client dealing (17 May 2021 to 31 May 2024)
    • Appointed representative dealing with clients for which they require qualification (17 May 2021 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (17 May 2021 to 31 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (19 Oct 2020 to 19 Apr 2021)
    • CF30 Customer (5 Mar 2020 to 19 Apr 2021)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 587076

    • Employed By (5 Mar 2020 to 19 Apr 2021)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • [FCA CF] Functions requiring qualifications (24 Feb 2020 to 17 Sep 2020)
  • Unity Wealth Management Limited (no longer approved here)

    FRN 774324

    • CF30 Customer (6 Jun 2018 to 5 Dec 2019)
  • Eight Wealth Management Limited (no longer approved here)

    FRN 416757

    • (11)Employed By (10 Jul 2015 to 30 May 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Jun 2011 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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