Greg John Simkin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Wealth Management Limited

    FRN 774324

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (27 Nov 2017 to 26 Nov 2018)
    • CF1 Director (27 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Nov 2017 to 24 May 2018)
    • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Nov 2017 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (17 Oct 2011 to 24 Nov 2017)
    • CF1 Director (AR) (17 Oct 2011 to 24 Nov 2017)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (17 Mar 2009 to 18 May 2012)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.