Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Unity Wealth Management Limited
FRN 774324
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Jul 2025)
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- [FCA CF] Manager of certification employee (6 May 2020 to 30 Jun 2025)
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 11 Feb 2022)
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- [FCA CF] Functions requiring qualifications (5 Aug 2016 to 1 Jul 2018)
- CF30 Customer (19 Jan 2010 to 19 Aug 2011)
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- CF30 Customer (9 Sep 2011 to 22 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.