River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nusayhah Ghaboos

  IRN NXG00373

  • [FCA CF] Client dealing (since 11 Dec 2025)
• Paul Richard Bradshaw

  IRN PRB01117

  • CF2 Non Executive Director (6 Jan 2016 to 13 Jan 2017)
  • CF4 Partner (16 Apr 2014 to 6 Jan 2016)
• Peter Thomas Warry

  IRN PTW01045

  • CF2 Non Executive Director (21 May 2014 to 31 Oct 2017)
• Philip Albert Rodrigs

  IRN PAR01162

  • CF30 Customer (15 Sep 2014 to 7 Feb 2018)
  • CF4 Partner (17 Mar 2014 to 7 Feb 2018)
• Philip Jones

  IRN PDJ01040

  • [FCA CF] CASS oversight function (31 Dec 2023 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (22 Jul 2022 to 30 Jun 2025)
  • [FCA CF] Significant management (22 Jul 2022 to 30 Jun 2025)
• Richard Adam Staveley

  IRN RAS01132

  • CF30 Customer (1 Nov 2007 to 21 Nov 2013)
  • CF27 Investment Management (2 Oct 2006 to 31 Oct 2007)
  • CF4 Partner (2 Oct 2006 to 27 Mar 2014)
• Richard Nicholas George Pavry

  IRN RNP01009

  • SMF16 Compliance Oversight (since 4 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
• Richard Zechmeister

  IRN RGZ01001

  • [FCA CF] Client dealing (15 Sep 2020 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Mar 2024)
  • [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
  • CF30 Customer (9 Sep 2009 to 8 Dec 2019)
• Robin John Edgcumbe Minter-Kemp

  IRN RJM00169

  • CF2 Non Executive Director (2 May 2014 to 2 Jul 2019)
• Ronan O'Riordan

  IRN RXO01198

  • [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Jan 2022)
  • [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2022)

No changes recorded yet.