Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Dec 2023)
    • CF1 Director (AR) (since 26 Sep 2023)
    • CF30 Customer (since 26 Sep 2023)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF1 Director (AR) (26 May 2022 to 5 Jan 2024)
    • CF30 Customer (26 May 2022 to 5 Jan 2024)
    • [FCA CF] Client dealing (8 Feb 2020 to 5 Jan 2024)
    • [FCA CF] Manager of certification employee (8 Feb 2020 to 5 Jan 2024)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF30 Customer (15 Sep 2014 to 7 Feb 2018)
    • CF4 Partner (17 Mar 2014 to 7 Feb 2018)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • CF30 Customer (1 Nov 2007 to 13 Mar 2014)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • CF30 Customer (1 Nov 2007 to 13 Mar 2014)
    • CF27 Investment Management (28 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.