River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sandra Mary Curtis

  IRN SMC01096

  • CF2 Non Executive Director (29 Apr 2014 to 15 Aug 2014)
• Scott Lewis

  IRN SXL02208

  • [FCA CF] Client dealing (since 19 Mar 2024)
• Sean Breslin

  IRN SWB01103

  • [FCA CF] Significant management (15 Sep 2020 to 2 Dec 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 2 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2022)
  • CF10 Compliance Oversight (19 Dec 2017 to 8 Dec 2019)
• Shahil Kishor Shah

  IRN SKS01072

  • [FCA CF] Client dealing (since 9 Apr 2025)
• Simon Smith

  IRN SXS00273

  • [FCA CF] Material risk taker (15 Sep 2022 to 30 Jun 2024)
  • [FCA CF] Significant management (15 Sep 2020 to 30 Jun 2024)
  • [FCA CF] Manager of certification employee (15 Sep 2020 to 30 Jun 2024)
  • [FCA CF] Client dealing (15 Sep 2020 to 30 Jun 2024)
• Simon Wilson

  IRN SLW01051

  • [FCA CF] Significant management (15 Sep 2020 to 31 Aug 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 31 Aug 2022)
  • CF4 Partner (2 Oct 2006 to 27 Mar 2014)
• Stuart David Roberts

  IRN SDR01070

  • CF4 Partner (13 Oct 2011 to 27 Mar 2014)
• Stuart Dobrijevic

  IRN SXD00681

  • [FCA CF] Client dealing (28 Apr 2023 to 31 Mar 2024)
• Stuart John Heath

  IRN SJH01213

  • CF4 Partner (13 Aug 2009 to 27 Mar 2014)
  • CF30 Customer (1 Nov 2007 to 27 Mar 2014)
  • CF26 Customer Trading (6 Nov 2006 to 31 Oct 2007)
• Susan Dorward

  IRN SXD01572

  • [FCA CF] Significant management (since 1 Jul 2025)

No changes recorded yet.