Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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River Global Investors LLP
FRN 453087
- [FCA CF] Significant management (since 1 Jul 2025)
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RGI FUND MANAGEMENT LIMITED
FRN 146873
- SMF3 Executive Director (since 26 Jun 2025)
- Director of firm who is not a certification employee or a SMF manager (28 Feb 2023 to 26 Jun 2025)
- CF26 Customer Trading (28 Jul 2006 to 19 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.