Simon Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • [FCA CF] Client dealing (3 Mar 2023 to 19 Feb 2024)
    • [FCA CF] Manager of certification employee (3 Mar 2023 to 19 Feb 2024)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Material risk taker (15 Sep 2022 to 30 Jun 2024)
    • [FCA CF] Client dealing (15 Sep 2020 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 30 Jun 2024)
    • [FCA CF] Significant management (15 Sep 2020 to 30 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.