Sean Breslin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trinity Street Asset Management LLP

    FRN 221438

    • SMF16 Compliance Oversight (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2023)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Significant management (15 Sep 2020 to 2 Dec 2022)
    • [FCA CF] Material risk taker (15 Sep 2020 to 2 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2022)
    • CF10 Compliance Oversight (19 Dec 2017 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Material risk taker (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Significant management (9 Sep 2020 to 31 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2022)
    • CF11 Money Laundering Reporting (18 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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