Philip Jones

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] CASS oversight function (31 Dec 2023 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (22 Jul 2022 to 30 Jun 2025)
    • [FCA CF] Significant management (22 Jul 2022 to 30 Jun 2025)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • Director of firm who is not a certification employee or a SMF manager (18 Jul 2023 to 30 Jun 2025)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Significant management (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Sep 2020 to 31 Jan 2022)
    • CF30 Customer (30 Jan 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.