Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF2 Non Executive Director (6 Jan 2016 to 13 Jan 2017)
    • CF4 Partner (16 Apr 2014 to 6 Jan 2016)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF2 Non Executive Director (15 Apr 2014 to 13 Jan 2017)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF2 Non Executive Director (5 Sep 2012 to 14 Jun 2016)
  • CASFS Ltd (no longer approved here)

    FRN 472783

    • CF2 Non Executive Director (13 Jan 2010 to 12 Jan 2017)
  • UNUM LIMITED (no longer approved here)

    FRN 110408

    • CF2 Non Executive Director (18 Aug 2008 to 20 Aug 2010)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • CF2 Non Executive Director (19 Dec 2006 to 12 Jan 2017)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF3 Chief Executive (1 Sep 2005 to 28 Feb 2006)
    • CF1 Director (1 Sep 2005 to 28 Feb 2006)
    • CF8 Apportionment and Oversight (2 Jun 2005 to 28 Feb 2006)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF8 Apportionment and Oversight (1 Jul 2005 to 28 Feb 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • Responsible for Insurance Mediation (29 Jun 2005 to 28 Feb 2006)
    • CF17 Significant Mgt (Other Business Operations) (26 Apr 2005 to 28 Feb 2006)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • Responsible for Insurance Mediation (29 Jun 2005 to 28 Feb 2006)
    • CF17 Significant Mgt (Other Business Operations) (29 Jun 2005 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.