UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Graeme Potterton

    IRN AGP01070

    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF18 Significant Mgt (Insurance Underwriting) (4 Oct 2005 to 31 Oct 2007)
  • Andrew John Stanley Stacy

    IRN AJS01228

    • CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2003)
    • CF1 Director (1 Dec 2001 to 25 Aug 2006)
  • Andrew Michael Bower

    IRN AMB01333

    • SMF24 Chief Operations (15 May 2019 to 31 Jan 2021)
    • CF29 Significant management (7 Nov 2017 to 9 Dec 2018)
  • Arvinder Paul Singh Mudhar

    IRN AXM27592

    • SMF24 Chief Operations (11 May 2020 to 29 Feb 2024)
  • Camilla Bracken

    IRN CXB43503

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Caroline Bright

    IRN CXB00563

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2022)
  • Caroline Fillingham

    IRN CXF43508

    • SMF20 Chief Actuary (since 13 Oct 2025)
    • [FCA CF] Material risk taker (since 21 Oct 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
  • Catherine Young

    IRN CXY00002

    • [FCA CF] Material risk taker (25 Aug 2020 to 1 Nov 2021)
  • Charles Meintel

    IRN CXM02016

    • CF29 Significant management (18 May 2011 to 14 Oct 2014)
  • Cheryl Ann Brewer

    IRN CAS01103

    • CF1 Director (12 Mar 2002 to 1 Jul 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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