UNUM LIMITED

Date authorised
1 April 2013
Companies House
00983768
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4401306887766
    Web
    https://www.unum.co.uk

  • Complaints Contact

    Milton Court
    Dorking
    Surrey
    RH4 3LZ
    UNITED KINGDOM
    Phone
    +4403456006763

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Pension fund management, Permanent health, Sickness

    Show 1 limitation
    • · The scope of the firm’s permissions to effect and carry out contracts of insurance when carried on in relation to Class 16 (Miscellaneous Financial Loss) is limited to contracts of insurance that (a) arise from the firm’s UK business; and (b) include new child benefit cover which does not exceed £500 per new child.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cheryl Campbell Black

    IRN CCB01066

    • SMF12 Chair of the Remuneration Committee (3 Dec 2021 to 17 Nov 2023)
    • SMF14 Senior Independent Director (24 Feb 2021 to 17 Nov 2023)
    • CF2 Non Executive Director (27 Nov 2014 to 6 Mar 2016)
  • Chris Glanfield

    IRN CXG43515

    • [FCA CF] Material risk taker (10 Dec 2018 to 5 Feb 2021)
  • Christopher Jerome

    IRN CXJ01255

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 16 Mar 2018)
    • CF29 Significant management (30 Nov 2011 to 6 Mar 2016)
  • Claire Louise Stockhausen

    IRN CLS01146

    • SMF16 Compliance Oversight (24 Aug 2020 to 28 Feb 2026)
    • SMF4 Chief Risk (10 Dec 2018 to 28 Feb 2026)
    • SIMF4 Chief Risk Function (1 Mar 2018 to 9 Dec 2018)
  • Clifton Adrian Melvin

    IRN CAM01118

    • SMF13 Chair of the Nominations Committee (11 Feb 2022 to 9 Aug 2023)
    • SMF9 Chair of the Governing Body (22 Aug 2019 to 9 Aug 2023)
    • SMF12 Chair of the Remuneration Committee (15 May 2019 to 11 Feb 2022)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 22 Aug 2019)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (17 Nov 2014 to 6 Mar 2016)
  • Colin Jeffrey Skeen

    IRN CJS01194

    • CF2 Non Executive Director (28 Mar 2003 to 31 Mar 2009)
  • Daniel Jason Waxenberg

    IRN DJW01411

    • CF29 Significant management (7 Sep 2010 to 12 Jul 2012)
  • Darren Michel

    IRN DXM01035

    • [FCA CF] Significant management (since 1 Aug 2025)
  • David Ian Axford

    IRN DIA01023

    • SMF24 Chief Operations (15 May 2019 to 31 Dec 2019)
  • David John Butler

    IRN DJB01504

    • CF10 Compliance Oversight (14 Jan 2009 to 24 Aug 2009)
    • CF28 Systems and controls (1 Nov 2007 to 22 Jun 2015)
    • CF15 Internal Audit (10 Jul 2007 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.